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1994-05-02
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<text>
<title>
A Pragmatic U.S.- Cuba Policy
</title>
<article>
<hdr>
Foreign Service Journal, April 1991
A Pragmatic Cuba Policy: Looking beyond the standoff
</hdr>
<body>
<p>By Wayne S. Smith. Mr. Smith is director of Cuban Studies at the
Johns Hopkins University's School of Advanced International
Studies and the author of Close Enemies: A Personal and
Diplomatic Account of U.S.-Cuban Relations Since 1957. He is a
retired Foreign Service officer whose last post was chief of the
U.S. Interests Section in Cuba, 1979-1982.
</p>
<p> Particular U.S. objectives in Cuba, and conditions for
improving relations, have shifted over the years with changing
circumstances. But for almost three decades, the objectives have
focused on Cuba's foreign policy (or, more specifically, its
entanglements abroad) and human rights. During the 1960s, our
stated preconditions for re-engagement with Cuba, first
articulated in response to a 1964 offer from Castro to
negotiate, were twofold: 1) that Cuba stop supporting subversion
in the rest of Latin America, and 2) that it sever ties with the
Soviet Union. As was often pointed out at the time, demanding
that it cut ties with Moscow before reaching some accommodation
with Washington was a non-starter. No nation is likely to
forswear the protection of an ally without prior assurances from
its principal enemy. The United States government understood
that. In fact, the conditions were so phrased as to cut off
further discussion. The U.S. response was simply a way of saying
no in such a way as to put the onus back on Castro. The
government was probably right to have so handled it. At the
time, there was no evidence of any moderation in Castro's
policies. And there was a sense that the revolutionary fervor
in Cuba had still to burn down and that Castro had to be
bloodied by the realities of the world.
</p>
<p> By the first half of the 1970s, those conditions obtained.
Castro had found that even Soviet support did not guarantee the
success of his economic programs at home, and in Latin America,
his efforts to promote revolution had failed. He thus began to
change course, reaching out to establish diplomatic relations
with the same governments he had once vowed to overthrow and
signaling his readiness to reach an understanding with the
United States.
</p>
<p> The United States responded cautiously, voting with the
majority in the Organization of American States in 1975 to lift
the multilateral sanctions against Cuba (thus leaving it up to
each member government to decide for itself whether or not to
maintain relations with Cuba), and holding confidential talks
with the Cubans to explore the possibilities of rapprochement.
Before the effort was well launched, however, new problems
emerged when Cuba decided to send troops to support one faction
in the Angolan civil war, the Marxist-led Popular Movement for
the Liberation of Angola (MPLA), against invading South African
forces.
</p>
<p> Thus, by the time the Carter Administration came to office
in 1977, Africa had been added to Latin America as an area in
which Cuban actions conflicted with the U.S. policy objectives.
And the Carter Administration brought with it a deep commitment
to human rights. Hence, from 1977 forward, the principal U.S.
conditions for improving bilateral relations were: 1) that Cuba
begin to remove its troops from Africa; 2) that it not support
efforts to overthrow other governments in this hemisphere; 3)
that it reduce its ties, and especially those of a military
nature, with the Soviet Union; and 4) that it show greater
respect for human rights--most specifically by releasing
political prisoners.
</p>
<p>Proper ends, unwise means
</p>
<p> The quintessential U.S. concern, of course, had to do with
Cuba's close relationship with the Soviet Union, and rightly so.
So long as we lived in a world in which the two superpowers
confronted one another on a global scale, constantly jockeying
for political and military advantage, the United States could
only regard the projection of Soviet influence so close to its
own guns as potentially threatening. The Havana-Moscow alliance
not only impeded normal relations between Washington and
Havana, it colored Washington's reactions to Cuban initiatives
elsewhere. Had Cuba not been the ally of the Soviet Union, the
United States might have been more relaxed about the former's
actions in Latin America and then in Africa. As it was, those
actions were assessed in the context of Washington's global
competition with Moscow.
</p>
<p> From 1977 forward, U.S. objectives with respect to Cuba were,
in my judgment, eminently sensible. How we pursued those
objectives, however, was usually not--not sensible and
certainly not effective. Even the Carter Administration's
much-ballyhooed "opening" to Cuba turned out not to be much of
an opening at all. It agreed to the establishment of Interests
Sections in one another's capitals so that the two sides could
have direct communications with one another, but could not then
break the habits of the past, which discouraged any meaningful
communications.
</p>
<p> What was needed was a systematic negotiating process in which
U.S. and Cuban concerns were taken up on an issue-by-issue basis
and providing a clear correlation between Cuban moves to
accommodate U.S. concerns and U.S. responses. Effective
diplomacy, after all, involves a carefully calculated mix of
penalties and inducements. There are rewards for the adversary
if he addresses your concerns, penalties if he does not. The
Carter Administration, probably because of domestic problems and
the in-fighting between the National Security Council and the
State Department, managed to introduce no such correlation into
U.S.-Cuban relations. Quite the contrary, it continued to make
unilateral demands, often without any thought of quid pro quo.
It complained of Cuban actions in Africa but never once tried
to discuss the matter with the Cubans or to try multilateral
diplomacy to defuse the conflict. It urged the release of Cuban
political prisoners, but then in 1978 responded to Cuba's
accession not with a positive step of its own but by holding air
and naval maneuvers off the Cuban coast, as though to penalize
them for acceding to our request--and did so just at the
moment we were asking for the release of four American
prisoners. Not surprisingly, the four Americans had to wait
another year for their release.
</p>
<p> If, by and large, the Carter Administration's style was to
eschew negotiations in favor of unilateral demands, that has
also been the style of all subsequent administrations. All
administrations over the past 15 years have regarded
negotiations with Cuba as an absolute last resort. U.S.
officials have usually tried to rationalize this by expressing
doubts as to Cuban sincerity. As one State Department officer
put it years back when discussing the question of emigration
from Cuba: "We have no reason to believe Fidel Castro would
negotiate the issue in good faith, and therefore we do not
intend to enter into negotiations with him on this subject."
</p>
<p> And yet, demonstrably, when they were tried, negotiations
worked. On every occasion in which the United States finally
agreed to sit down to serious bargaining, the Cubans responded
in good faith and agreement was reached. When, in 1978, for
example, the Carter Administration discussed the release of
political prisoners with the Cuban government and agreed to
process for entry into the United States any who did not wish
to remain in Cuba, the result was the release of most political
prisoners held at that time--some 5,000 in all. The cause of
human rights, in short, was advanced more by those discussions
than by anything tried by previous or subsequent
administrations.
</p>
<p> The Cubans had indicated from early 1981 forward their
readiness to continue the negotiations begun in 1980 and to sign
a migration agreement. The United States demurred on grounds
that the Cubans weren't serious. Yet, when finally in 19